It
seems that one of the central questions debated in many different circles over
the past 30 years or so has been to what degree this or that is determined by
our genes OR the cumulative effect of our life experiences and what we gain from
them. In our own field and in particular the condition of myopia this debate
rages heavily. About 15 years ago Barry Millis, OD from Pennsylvania gave a
paper based on the writings of Bateson and he was one of the first that I
encountered who talked about nature and nurture being codependent on each other
in a way that was so compelling that I felt like a breath of fresh air had
entered the room. Millis had freed me to not engage into the dialogue of nature
VS. nurture as that was an old game not worth paying one’s ante to get a seat
at. Ridley has taken the approach of Bateson and Millis and seated it in
science and the results of the genome project. This work should be a must read
for all members of the heath care field and the sciences.
The
book is divided into 10 chapters with a prologue and an epilogue. In chapter
one he sets the stage giving us a view of what has been learned about genes in
humans and other species. “The human genome contains about 3 billion ‘letters’
of code. The difference between two individual human beings amounts, on
average, to 0.1 percent, so there are 3 million different letters between me and
my neighbor.” Interestingly, “The difference between a human being and a
chimpanzee is about 15 times as great, or 1.5 percent, … which is about 10 times
as many letters as there are in the whole bible.” (page 26)
These 3 billion letters of genetic material make up about 30,000 genes. If the
number of genes in a chimpanzee is similar then a 1.5 percent difference means
that there are only about 450 of these genes that are different between us
humans and chimpanzees! Stated another way, it means that 29,550 genes are
identical between us. However, it is possible that the 1.5 percent difference
is scattered across the entire genetic code in just such a way that each and
every one of the genes is different, very slightly, but different nonetheless.
In a
section where Ridley is exploring many of the changes in our species including
the massive explosion in brain size he brings up the notion that there may not
have had to have been a massive change in the genetic code, rather that a small
change in a gene that shuts growth down gets suppressed for longer. This is
very similar to the butterfly effect from Chaos theory, better called; sensitive
dependence on initial conditions. One could get very large changes with huge
ramifications from a small change in the genetic code.
An
analogy used by Ridley is quite strong in helping understand his view of genes.
He discusses doing an analysis of the words used by Dickens in his novel
David Copperfield and J.D. Salinger’s The Catcher in the Rye. He
states that there is, “Probably at least 90 percent lexical concordance between
the two books. Yet they are different books. The difference lies not in the
use of a different set of words but in the same set f words used in a different
pattern and order. Likewise, the source of the different between a chimpanzee
and a human being lies not in the different genes but in the same set of 30,000
genes used in a different order or pattern.” (page 31)
I
tended to think of genes and just being there and doing their thing from the
beginning and throughout life just the same. Need a protein? Transcribe the DNA
forming RNA etc. through the whole sequence. Obviously it had to be much more
complicated and it is. “The function of many genes is therefore to help switch
other genes on or off. And the susceptibility of a gene to being switched on or
off depends on the sensitivity of its promoters.” This idea of switching on and
off a gene depending on various conditions, some of which occur within the body
and some of which are triggered by the environment are the key to understanding
how nature and nurture interact.
“The
beauty of the system is that the same gene can be reused in different places and
at different times simply by putting a different set of promoters beside it.”
The brain researcher Karl Pribram stated that an analogous type of thing was
occurring in brain processing. A particular part of the brain looked like it
was doing job “A” when analyzed in a certain way. For example think of the
seminal work of Hubel and Wiesel on receptor fields. Pribram stated that the
same section of the brain is used for different purposes when that type of
computing is needed.
Ridley continues, “To make grand changes in the body plan of animals, there is
no need to invent new genes, just as there is no need to invent new words to
write an original novel. All you need to do is switch the same ones on and off
in different patterns. Suddenly, here is a mechanism for creating large and
small evolutionary changes from small genetic differences.”
Once
the human genome project completed its work some scientists were concerned about
the apparent small number of genes. Their concern was that there weren’t enough
genes to act as blueprint of how to make a human body. “Bodies are not made,
they grow. The genome is not a blueprint for constructing a body; it is a
recipe for baking the body.” Nerves aren’t told specifically where they are
supposed to go and exactly how they are to connect to their neighbors. Rather,
there is a recipe that they follow to bake a brain.
In a
section on instincts Ridley talks about the work of two pioneers in the fields
of language and brain development who, until reading Ridley, I had been unable
to relate to. It had been said by some in our profession that we are born with
all the marbles. My background was strongly Piagetian and this led me to reject
the notion of being born with too much in there. Now, I didn’t go so far as
B.F. Skinner who might have argued a tabla rasa I had read some Noam Chomsky
and he argued that the child was born with all the “marbles” for language.
Ridley states, “Chomsky argued that the universal features of human language,
invariant throughout the world, plus the logical impossibility of a child
deducing the rules of a language as quickly as it does merely from the scanty
examples available to it, must imply that there was something innate about
language. Much later Steven Pinker dissected the human ‘language instinct,’
showed it had all the hallmarks of a Swiss army knife blade – structure designed
for function – and added the notion that what the mind was equipped with was not
innate data but innate ways of processing data.” So Ridley helped me understand
what Chomsky was saying in a way that have helped me come to the point where I
can agree with Chomsky. (page 63-64)
The All Powerful Gene –
NOT!
We
have all seen the headlines, “The gene for X has been discovered!” Ridley
states just what most of us feel when we see this. He states, “… That this does
much mischief, not the least because of the reputation genes have garnered for
being invincible bulldozers of all that stands in their path.”
He
spends time on “heritability”, which is the degree to which a behavior or a
characteristic is passed on by the genes. In this discussion he helps see how
the answer one gets very much depends on how the initial question is asked. As
well this relates to how the manner in which a research protocol is set up will
affect its outcome. “Heritability depends entirely on context. The
heritability of personality may be high in a group of middle-class Americans who
have experienced equivalent, even identical, patterns of nurture. But through a
few orphans from Sudan or the offspring of headhunters from New Guinea into the
sample and heritability of personality would probably drop rather fast; now
environment would matter. Hold the environment constant and it’s the genes that
vary.”
Ridley also helps to clear up a misconception I had about the number of genes
involved in a trait and it heritability. “Heritability is usually highest for
those features of human nature caused by many genes rather than by the action of
single genes. And the more genes are involved, the more the heritability is
actually caused by the side effects of genes rather than the direct effect.” So
the idea of a single gene determining this or that is highly unlikely.
So
how does nature and nurture interact? “Nature can only act via nurture. It can
act only by nudging people to seek out the environmental influences that will
satisfy their appetites. The environment acts as a multiplier of small genetic
differences, pushing athletic children toward the sports that reward them and
pushing bright children toward the books that reward them.” “Genes become
limiting only when they are malfunctional.” (Page 93)
Chapter four is entitled, “The Madness of Causes”, which delves into the
currently held mental models that search for and expect to find simple causative
relationships between this and that. Ridley quotes William James, “The word
‘cause’ is an altar to an unknown god.” Ridley states, “As long as we are
unable clinically to group illnesses on the basis of cause, and to separate
dissimilar causes our views about etiology will necessarily remain unclear and
contradictory.” Within our own field so many of the names of the probes and the
“diagnoses” assume known causes. We have tests named positive relative
accommodation, that purport to probe only that and to lead to a diagnosis of an
accommodative problem, which is then linked specifically to our patient’s
symptoms. Once we find the cause we feel satisfied somehow that their salvation
is near at hand.
Genetic Buffering
"Development accommodates to the environment: it is capable of coping with
different circumstances and still achieving a result that works. If different
developments can result from the same set of genes, then different genes might
also be capable of achieving the same outcome. Or to put it in technical terms,
development is well ‘buffered’ against minor genetic changes.” (Page 129) This
leads to much more complication that one might have thought intrinsic in the
system and helps us recognize that there will always be need for good clinicians
in health care. One can hope that the general medical profession does not get
so seduced by looking for simple causes that is forgets what being a doctor
means.
There is a section on critical periods that seems a bit naïve to me, but it
comes from the assumption of already accepting the notion of critical periods.
“Without visual experience in the first month of life, the brain cannot
interpret what the eye sees.” (Page 164) In citing the work of Hubel and Wiesel
where they sewed shut the lids of monkeys and looked at the changes in the
visual cortex he states, “The effect is irreversible. It is as if the neurons
from the two eyes compete for space in layer 4C and those that are active win
the battle.” On just the next page though in talking about some work with mice
and changing critical periods he states, “The mice with extra BDNF
(brain-derived neurotrophic factor) went through the critical period faster.
Their brains set two weeks after eye opening instead of three. This was the
first demonstration that a critical period could be adjusted artificially.” I
would contend, and I believe that this has been the position of Stephen Cool,
Ph.D. that what we do clinically in vision therapy does a similar thing but
rather than speeding up a critical period we reawaken a new period of
plasticity.
In
the year 2000, “A Japanese scientist, Takao Hensch discovered that a mouse
lacking a gene called GAD65 failed to sort its eye inputs in response to visual
stimuli. But these same mice did sort their inputs if injected with the drug
diazepam. … In the mice lacking GAD65, the scientists could bring on plasticity
with diazepam at any time, even during adulthood. But only once. … If you shut
the eye of a mouse, BDNF production in its visual cortex drops within half an
hour. ” (Page 166-7)
Ridley takes the reader through many more aspects of the interactions of nature
and nurture. This is one of those books that will need to be revisted several
times to cull from it all that is relevant to our field.